ДСТУ ISO 37001:2017 Системы управления по противодействию коррупции. Требования и руководства по применению (ISO 37001:2016, IDT)

ПІДТВЕРДЖУВАЛЬНЕ ПОВІДОМЛЕННЯ

Державне підприємство
«Український науково-дослідний і навчальний центр
проблем стандартизації, сертифікації та якості»
(   
(ДП «УкрНДНЦ»))

Наказ ВІД 14.08.2017 № 223

ISO 37001:2016

Anti-bribery management systems —
Requirements with guidance for use

прийнято як національний стандарт
методом «підтвердження» за позначенням
 

ДСТУ ISO 37001:2017
(ISO 37001:2016, IDT)

Системи управління щодо протидії корупції.
Вимоги та настанови щодо застосування

З наданням чинності від 2017-10-01

Contents

Foreword

Introduction

1 Scope

2 Normative references

3 Terms and definitions

4 Context of the organization

4.1 Understanding the organization and its context

4.2 Understanding the needs and expectations of stakeholders

4.3 Determining the scope of the anti-bribery management system

4.4 Anti-bribery management system

4.5 Bribery risk assessment

5 Leadership

5.1 Leadership and commitment

5.1.1 Governing body

5.1.2 Top management

5.2 Anti-bribery policy

5.3 Organizational roles, responsibilities and authorities

5.3.1 Roles and responsibilities

5.3.2 Anti-bribery compliance function

5.3.3 Delegated decision-making

6 Planning

6.1 Actions to address risks and opportunities

6.2 Anti-bribery objectives and planning to achieve them

7 Support

7.1 Resources

7.2 Competence

7.2.1 General

7.2.2 Employment process

7.3 Awareness and training

7.4 Communication

7.5 Documented information

7.5.1 General

7.5.2 Creating and updating

7.5.3 Control of documented information

8 Operation

8.1 Operational planning and control

8.2 Due diligence

8.3 Financial controls

8.4 Non-financial controls

8.5 Implementation of anti-bribery controls by controlled organizations and by business associates

8.6 Anti-bribery commitments

8.7 Gifts, hospitality, donations and similar benefits

8.8 Managing inadequacy of anti-bribery controls

8.9 Raising concerns

8.10 Investigating and dealing with bribery

9 Performance evaluation

9.1 Monitoring, measurement, analysis and evaluation

9.2 Internal audit

9.3 Management review

9.3.1 Top management review

9.3.2 Governing body review

9.4 Review by anti-bribery compliance function

10 Improvement

10.1 Nonconformity and corrective action

10.2 Continual improvement

Annex A (informative) Guidance on the use of this document

Bibliography